Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Lee is an experienced financial professional with over 15 years of experience in the industry. Joseph is currently registered with Scotia Capital (usa) Inc. in New York, NY. Joseph has worked with clients in various capacities and has a strong understanding of the financial markets. Joseph is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
05/20/2013 - 08/16/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/22/2007 - 07/09/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 04/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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