Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Lavalle is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Joseph Michael Lavalle has been in the securities industry since May 26, 1985. Joseph Michael Lavalle is also a registered investment advisor representative. Joseph Michael Lavalle has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since August 13, 2019. Joseph Michael Lavalle was previously registered with RBC CAPITAL MARKETS, LLC, MORGAN STANLEY DW INC., PAINEWEBBER INCORPORATED, EVEREN SECURITIES, INC., BOETTCHER & COMPANY, INC., DEAN WITTER REYNOLDS INC. and WALL STREET WEST, INC. Joseph Michael Lavalle specializes in providing financial advice to individuals, businesses, corporations, investment companies, high-net-worth individuals, pension and profit-sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/13/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOULDER CO)
CO
09/12/2003 - 08/20/2019
RBC CAPITAL MARKETS, LLC (BOULDER CO)
NY
11/13/1998 - 09/15/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
05/04/1994 - 12/02/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
09/04/1990 - 05/10/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
08/05/1988 - 09/04/1990
BOETTCHER & COMPANY, INC.
NA
11/01/1985 - 08/20/1988
DEAN WITTER REYNOLDS INC.
NA
04/23/1985 - 09/27/1985
WALL STREET WEST, INC.
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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