Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Kaufman is a financial advisor with J.P. Morgan Securities LLC, based in Minneapolis, MN. Joseph Kaufman has over 16 years of experience in the financial services industry, having started their career in 2007. Joseph Kaufman is licensed in all 50 states for securities and investment advisory services, and has passed the Series 7, Series 66, Series 65, and SIE exams. Prior to joining J.P. Morgan Securities LLC, Joseph Kaufman worked at RAYMOND JAMES FINANCIAL SERVICES, INC. and WELLS FARGO ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
MN
03/21/2024 - Present
J.p. Morgan Securities LLC (Minneapolis MN)
MN
01/01/2013 - 06/12/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
01/03/2011 - 01/27/2011
WELLS FARGO ADVISORS, LLC (STILLWATER MN)
MN
06/07/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (STILLWATER MN)
MN
03/18/2004 - 02/24/2006
WELLS FARGO INVESTMENTS, LLC (WOODBURY MN)
IA
Issued 02/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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