Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Harton has been in the financial industry since 1999. Joseph Michael Harton has over 24 years of experience. Joseph Michael Harton is currently a Registered Representative of Janney Montgomery Scott LLC and has been with them since March 2023. Joseph Michael Harton specializes in providing financial advice to individuals, businesses, and charitable organizations. Joseph Michael Harton is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Joseph Michael Harton has a diverse background in the financial services industry, having previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citizens Securities, Inc., and Scottrade, Inc. Joseph Michael Harton is a licensed Series 63, 66, 7, 10, 52, and SIE. Joseph Michael Harton offers financial planning services, including retirement planning, college savings, and estate planning. Joseph Michael Harton also provides investment management services, including portfolio management and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MA
03/30/2023 - Present
Janney Montgomery Scott LLC (DANVERS MA)
NH
01/24/2020 - 03/21/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHUA NH)
MA
04/04/2018 - 10/04/2019
CITIZENS SECURITIES, INC. (NO. WALTHAM MA)
MA
05/09/2006 - 03/09/2018
SCOTTRADE, INC. (BURLINGTON MA)
TX
06/09/1999 - 08/09/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MI
09/04/1997 - 03/04/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 10/18/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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