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Joseph Michael Govi

PNC Capital Markets LLC

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About Joseph Michael Govi

Joseph Govi is a financial advisor based in Pittsburgh, PA. Joseph is currently registered with PNC Capital Markets LLC and has been in the industry since 2017. Joseph holds the following licenses: Series 7, Series 63, Series 65 and Series 52. Joseph Govi is registered in all 50 states plus Puerto Rico.

Firm Information

Joseph Govi is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Govi’s Registration & Firm History

PA

11/26/2022 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 12/12/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/16/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/09/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 11/26/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Michael Govi.
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