Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Gordon is a financial advisor with over 40 years of experience in the industry. Joseph has worked at several firms throughout his career, including VALMARK SECURITIES, INC., MOLONEY SECURITIES CO., INC., and CW SECURITIES, LLC. Currently, Joseph is registered with Summit Financial, LLC as a Registered Representative and Investment Advisor Representative in North Carolina and South Carolina. Joseph holds Series 7, 24, 63, 65, and SIE licenses, and is also a Certified Financial Planner. Joseph's services include financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/22/2024 - Present
Summit Financial, LLC (DURHAM NC)
NC
10/03/2022 - 03/01/2024
VALMARK SECURITIES, INC. (Durham NC)
NC
12/09/2011 - 12/31/2013
MOLONEY SECURITIES CO., INC. (DURHAM NC)
NC
07/06/2006 - 12/15/2011
CW SECURITIES, LLC (DURHAM NC)
NC
01/02/1990 - 07/07/2006
CAPITAL INVESTMENT GROUP, INC. (DURHAM NC)
PA
01/25/2001 - 04/10/2001
INVESMART SECURITIES, LLC (PITTSBURGH PA)
MA
03/31/1989 - 12/31/1989
MUTUAL SERVICE CORPORATION (BOSTON MA)
FL
04/18/1984 - 03/31/1989
LOWRY FINANCIAL SERVICES CORPORATION (NORTH PALM BEACH FL)
NA
03/24/1983 - 05/23/1984
TACOMA SECURITIES, INC.
NA
04/01/1980 - 12/29/1982
PML SECURITIES COMPANY
BC
Issued 10/31/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/26/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 03/24/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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