Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Giordano is a financial professional with over 29 years of experience in the financial services industry. Joseph has a strong background in securities, investment banking, and operations. Joseph is currently registered with Acceptus Capital Corp. and Aegis Capital Corp. Joseph holds Series 4, 7, 14, 24, 62, 63, 79TO, 99TO and SIE licenses. Joseph is licensed to conduct business in Florida, New York, Pennsylvania and Texas. Joseph has previously worked for a number of firms including Gunnallen Financial, Inc., LH Ross & Company, Inc., Citigroup Global Markets Inc., Lumiere Securities, Inc., TAJ Global Equities, Inc., Sovereign Equity Management Corp. and A. T. Brod & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2016 - Present
Acceptus Capital Corp. (Port Washington NY)
NY
06/14/2004 - 03/02/2010
GUNNALLEN FINANCIAL, INC (FARMINGDALE NY)
FL
08/04/2003 - 06/10/2004
LH ROSS & COMPANY, INC. (BOCA RATON FL)
NY
09/25/2002 - 08/12/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
02/23/1998 - 09/27/2002
GUNNALLEN FINANCIAL, INC (TAMPA FL)
CO
11/04/1997 - 03/03/1998
LUMIERE SECURITIES, INC. (DENVER CO)
FL
05/21/1997 - 08/29/1997
TAJ GLOBAL EQUITIES, INC. (TAMPA FL)
FL
04/07/1995 - 05/01/1997
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
OH
03/04/1994 - 04/04/1995
A. T. BROD & CO. INC. (CLEVELAND OH)
NA
05/20/1993 - 03/04/1994
CAMELOT INVESTMENT CORP.
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/13/1996
Series 4 - Registered Options Principal Examination
BC
Issued 05/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1993
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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