Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Gardinier is a financial professional who has been in the industry since 2011. Currently, Joseph Michael Gardinier is registered with Charles Schwab & CO., Inc. and is located in Austin, Texas. Joseph Michael Gardinier also has previous registrations with NFP ADVISOR SERVICES, LLC, PFS INVESTMENTS INC., CHARLES SCHWAB & CO., INC., and CYBERTRADER, INC. Joseph Michael Gardinier holds FINRA registrations for Series 3, Series 7, Series 24, Series 52, Series 55, and Series 7TO, as well as a State registration for Series 63. Joseph Michael Gardinier is licensed to provide investment advisory services in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
04/23/2022 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
07/01/2014 - 03/06/2015
NFP ADVISOR SERVICES, LLC (AUSTIN TX)
TX
06/01/2010 - 12/31/2012
PFS INVESTMENTS INC. (AUSTIN TX)
TX
01/11/2008 - 01/23/2008
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
TX
04/06/2007 - 12/07/2007
CYBERTRADER, INC. (AUSTIN TX)
TX
05/26/2000 - 04/10/2006
CYBERTRADER, INC. (AUSTIN TX)
MI
06/19/1998 - 07/29/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 05/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2003
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Joseph Gardinier is the right advisor for you? Invested Better is here to help.
