Unclaimed
Joseph Michael Galluzzi is a registered representative with MML Investors Services, LLC. Joseph has been in the securities industry since 1994. Joseph holds the Series 6, 7 and 63 securities licenses. Joseph specializes in providing financial planning, portfolio management, and other services to individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
09/03/2024 - Present
MML Investors Services, LLC (HOUSTON TX)
CA
03/06/2001 - 08/11/2004
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
04/24/1998 - 03/15/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
CA
03/13/1997 - 08/26/1997
CENTURY CITY SECURITIES, INC (BEVERLY HILLS CA)
CA
09/07/1995 - 01/31/1997
TOLUCA PACIFIC SECURITIES CORP. (BURBANK CA)
OH
09/13/1994 - 01/12/1995
A. T. BROD & CO. INC. (CLEVELAND OH)
NY
06/30/1994 - 09/20/1994
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
BC
Issued 06/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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