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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Ferris is an investment advisor representative with Sowell Management. Joseph Michael Ferris has been in the financial services industry since 1996. Joseph Michael Ferris is registered with the state of New Jersey. Joseph Michael Ferris has a Series 7, Series 63 and Series 65 license. Joseph Michael Ferris has previously worked at TD Waterhouse Investor Services, Inc., Garden State Securities, Inc., First Union Securities Financial Network, Inc., Fidelity Brokerage Services LLC, PaineWebber Incorporated, Prudential Securities Incorporated, Chatfield Dean & Co., Inc. and H.J. Meyers & Co., Inc.. Sowell Management specializes in providing financial planning and portfolio management services to individuals, corporations, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/10/2020 - Present
Sowell Management (Colonia NJ)
NE
03/10/2003 - 01/07/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
01/02/2002 - 07/10/2002
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
MO
10/19/2001 - 01/09/2002
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
RI
12/10/1999 - 10/25/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NJ
06/17/1999 - 11/10/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/27/1998 - 05/17/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
05/21/1998 - 07/22/1998
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NY
11/07/1996 - 09/30/1997
H.J. MEYERS & CO., INC. (ROCHESTER NY)
IA
Issued 06/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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