Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Fazio is a financial professional with over 8 years of experience in the industry. Joseph Michael Fazio is currently registered with Capital Client Group, Inc. and is licensed to provide financial advice in California. Joseph Michael Fazio has passed the Series 6, Series 63, Series 65 and Series 7TO exams. In addition to his current role, Joseph Michael Fazio has previously worked at American Funds in Carmel, Indiana, and Los Angeles, California. Joseph Michael Fazio is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
08/16/2018 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IA
Issued 08/31/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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