Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dumas is a financial advisor with Empower Advisory Group, LLC. Joseph has been working in the financial industry since 2000. Joseph has a wide range of experience and holds licenses in several states. Empower Advisory Group, LLC is a financial advisory firm that provides financial planning and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/01/2023 - Present
Empower Advisory Group, LLC (HIGHLANDS RANCH CO)
CO
08/09/2022 - 08/10/2023
E*TRADE SECURITIES LLC (Denver CO)
CO
11/09/2021 - 08/10/2023
MORGAN STANLEY (Denver CO)
CO
08/12/2004 - 10/21/2021
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
NY
11/01/2002 - 07/06/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
05/10/2002 - 09/09/2002
COMPUTERSHARE SECURITIES CORPORATION (CHICAGO IL)
NY
07/07/1999 - 04/30/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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