Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Connolly is a financial advisor at Quasar Distributors, LLC. Joseph has been working in the financial industry since October 16, 2009. Joseph is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 6, Series 63, and Series 7TO licenses. Joseph has worked at several other firms in the past, including Athene Securities, LLC, Directed Services LLC, Crossroads Capital Distributors, LLC, Steadfast Capital Markets Group, LLC, SunAmerica Capital Services, Inc., Sun Life Financial Distributors, Inc. and Signator Investors, Inc. Joseph Connolly is licensed in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
02/07/2024 - Present
Quasar Distributors, LLC (Boston MA)
IA
04/16/2018 - 08/17/2020
ATHENE SECURITIES, LLC (WEST DES MOINES IA)
PA
03/07/2018 - 04/04/2018
DIRECTED SERVICES LLC (WEST CHESTER PA)
CA
02/16/2015 - 12/31/2017
CROSSROADS CAPITAL DISTRIBUTORS, LLC (Newport Beach CA)
CA
03/04/2013 - 02/21/2014
STEADFAST CAPITAL MARKETS GROUP, LLC (IRVINE CA)
CA
03/06/2012 - 12/11/2012
SUNAMERICA CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
MA
03/06/2008 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MA
09/24/2007 - 02/06/2008
SIGNATOR INVESTORS, INC. (MARSHFIELD MA)
BC
Issued 03/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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