Unclaimed
Joseph Cantore is an investment advisor representative with Hightower Advisors, LLC, a registered investment advisor based in Chicago, Illinois. Joseph has been in the financial services industry since 1998. Joseph holds Series 63 and 65 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Joseph has previously worked for UBS Financial Services Inc. and Citigroup Global Markets Inc. Joseph's current practice focuses on providing financial planning, portfolio management, and other advisory services to a wide range of clients, including high-net-worth individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
03/18/2021 - Present
Hightower Advisors, LLC (NEW YORK NY)
NY
08/22/2007 - 01/12/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
12/16/1998 - 08/27/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 04/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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