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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Cali is a financial advisor with Charles Schwab & Co., Inc. based in Lone Tree, Colorado. Joseph has been working in the financial services industry since March 20, 2002. He is a Registered Representative and an Investment Advisor Representative, licensed to provide securities and investment advisory services in multiple states. He also holds the Series 63, 65, 66, 7, 24, and 31 licenses. Joseph has experience with a variety of firms, including Charles Schwab & Co., Inc., Cole Capital Corporation, ING Funds Distributor, LLC, TD Waterhouse Investor Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Joseph specializes in providing investment advisory services to individual investors, retirement planning, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
01/03/2014 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
AZ
06/12/2007 - 05/23/2008
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
08/31/2005 - 07/10/2006
COLE CAPITAL CORPORATION (PHOENIX AZ)
CT
06/21/2004 - 08/30/2005
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
NE
11/07/2002 - 06/17/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
03/12/2002 - 08/28/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/20/2001 - 01/24/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
05/24/2000 - 04/11/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 08/26/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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