Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Benanti has been in the securities industry since 1982 and is currently registered with Rosenblatt Securities Inc. He is a Series 7, 24, 27, 55, 63, 99TO, and SIE licensed professional. Joseph Benanti holds registrations in California, Colorado, Florida, Massachusetts, Missouri, New Jersey, New York, Pennsylvania, Texas, and Washington. Previously, Joseph Benanti was registered with Pen Serra Securities, LLC, Joseph M. Benanti, Inc., Dermott W. Clancy Corp., Albert Fried & Company, LLC, KV Execution Services LLC, Stuart Frankel & Co., Incorporated, FleetBoston Robertson Stephens Inc., BancAmerica Robertson Stephens, Robertson, Stephens & Company LLC, and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/2007 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
CA
08/20/2008 - 06/29/2011
PENSERRA SECURITIES, LLC (ORINDA CA)
NY
10/31/2003 - 05/01/2007
JOSEPH M. BENANTI, INC. (NEW YORK NY)
NY
03/26/2007 - 03/26/2007
DERMOTT W. CLANCY CORP. (NEW YORK NY)
NY
11/20/2003 - 03/15/2006
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
05/30/2002 - 10/15/2003
KV EXECUTION SERVICES LLC (NEW YORK NY)
NY
10/10/2000 - 05/30/2002
STUART FRANKEL & CO., INCORPORATED (GREAT NECK NY)
CA
09/01/1998 - 02/29/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
09/18/1996 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
NJ
12/24/1980 - 04/19/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 05/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2006
Series 14 - Compliance Officer Examination
BC
Issued 02/28/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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