Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michael Benanti is a financial professional with over 20 years of experience in the securities industry. Joseph has been registered with the Securities and Exchange Commission (SEC) since 2002 and has held licenses with several financial institutions, including Citigroup Global Markets Inc. and currently with Guggenheim Securities, LLC. Joseph holds a variety of licenses including Series 3, 7, 55, 57TO, and Series 63. Joseph is currently registered in Massachusetts, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/11/2019 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
10/02/2002 - 10/02/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/25/2002
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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