Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Meerbaum is a financial professional with over 20 years of experience in the financial services industry. He currently holds a Series 7, 63 and 66 licenses and is a registered representative of Newoak Capital Markets LLC. Joseph's previous employers include Magstar Capital, LLC, Banc of America Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is currently registered in 8 states including California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/16/2023 - Present
Newoak Capital Markets LLC (NEW YORK NY)
NY
12/02/2020 - 11/08/2021
MAGSTAR CAPITAL, LLC (PORT CHESTER NY)
NY
08/23/2000 - 04/18/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
02/11/1998 - 07/26/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/23/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/25/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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