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Joseph Maya

Fmsbonds, Inc.

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About Joseph Maya

Joseph Maya is a financial professional with over 30 years of experience in the securities industry. Joseph is currently registered with Fmsbonds, Inc. and has held previous registrations with several other firms including Josephthal Lyon & Ross Incorporated, J. B. Hanauer & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, South Richmond Securities, Inc., Hibbard Brown & Co., Inc. and Sherwood Capital, Inc. Joseph is licensed to sell securities in a number of states including Florida, New York, and California. Joseph has passed several industry exams including the Series 7, Series 3, and SIE exams.

Firm Information

Joseph Maya is currently registered with Fmsbonds, Inc.. Fmsbonds, Inc. is a Corporation that was formed on August 11, 1978. They are registered to provide investment services in 52 states and the District of Columbia, and have been approved for SEC registration. Fmsbonds, Inc. has been involved in 11 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

72

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Maya’s Registration & Firm History

FL

11/23/1993 - Present

Fmsbonds, Inc. (NORTH MIAMI BEACH FL)

NY

10/08/1993 - 11/11/1993

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NJ

01/24/1991 - 11/08/1993

J. B. HANAUER & CO. (PARSIPPANY NJ)

NY

07/05/1990 - 01/14/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

08/04/1988 - 09/13/1989

SOUTH RICHMOND SECURITIES, INC.

NA

05/24/1988 - 10/27/1988

HIBBARD BROWN & CO., INC.

NA

08/18/1987 - 05/31/1988

SHERWOOD CAPITAL, INC.

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Licenses & Designations

BC

Issued 08/24/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/1990

Series 3 - National Commodity Futures Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Maya. Review regulatory record here.
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