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Joseph Maxwell Byer

Charles Schwab & CO., Inc.

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About Joseph Maxwell Byer

Joseph Byer is a financial advisor currently registered with Charles Schwab & Co., Inc.. Joseph has been a registered advisor for 6 years and is licensed in multiple states, including North Carolina, South Carolina and others. Joseph holds the Series 7 and Series 66 licenses, as well as the SIE exam. Prior to his current role, Joseph was employed by TD Ameritrade, Inc., LPL Financial LLC, and UBS Financial Services Inc. Joseph has a strong background in financial planning and offers financial advice to individuals and other advisory firms.

Firm Information

Joseph Byer is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Joseph Byer’s Registration & Firm History

NC

08/11/2023 - Present

Charles Schwab & CO., Inc. (Huntersville NC)

NC

05/11/2022 - 09/01/2023

TD AMERITRADE, INC. (Huntersville NC)

SC

03/16/2021 - 05/02/2022

LPL FINANCIAL LLC (FORT MILL SC)

NC

02/07/2017 - 04/06/2021

UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 03/07/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Maxwell Byer.
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