Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Spillane is a financial professional with over 20 years of experience in the industry. He currently holds a Series 7, Series 63, and SIE license and is registered with BGC Financial, LP in New York. Joseph has a strong background in the financial services industry, having previously worked with Tullett Prebon Financial Services LLC and Chapdelaine & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/17/2009 - Present
BGC Financial, LP (NEW YORK NY)
NY
01/03/2007 - 12/10/2009
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
06/11/1997 - 03/19/2007
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
05/21/1997 - 03/03/1999
CHAPDELAINE & CO. (NEW YORK NY)
BC
Issued 07/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Joseph Spillane is the right advisor for you? Invested Better is here to help.
