Unclaimed
Joseph Matthew Scarff is a financial advisor with Wells Fargo Clearing Services, LLC in Las Vegas, NV. Joseph has been in the industry since February 16, 2020 and has a wide range of experience in financial advising. Joseph is registered with the state of Nevada as a Registered Representative and Investment Advisor Representative. Joseph is licensed to sell a variety of financial products and services, including securities, investment advisory services, and insurance products. Joseph is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
02/22/2023 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NV
11/01/2018 - 10/20/2021
WELLS FARGO CLEARING SERVICES, LLC (LAS VEGAS NV)
BOTH
Issued 02/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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