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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Michalski is a financial advisor with Wells Fargo Clearing Services, LLC. Joseph has been in the financial industry for over 23 years and is registered to provide investment advisory services in both North Carolina and Texas. Joseph holds a Series 6, 7, 63, and 65 license. Joseph has a strong track record of helping individuals, families, and businesses reach their financial goals. Joseph's specializations include portfolio management, financial planning, and investment consulting. Joseph is also a Certified Financial Planner. Prior to working at Wells Fargo Clearing Services, LLC, Joseph was an advisor at First Citizens Investor Services, Inc. and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/12/2023 - Present
Wells Fargo Clearing Services, LLC (CONCORD NC)
NC
08/03/2005 - 10/13/2023
FIRST CITIZENS INVESTOR SERVICES, INC. (Concord NC)
MO
05/23/2002 - 10/07/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
10/01/2000 - 12/13/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
08/04/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 09/25/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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