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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dalton is an investment advisor registered with the Securities and Exchange Commission and currently holds a Series 63, 65, 24, 53, 7, 3, 79TO, 99TO and SIE licenses. Joseph has been in the industry since 1987 and is currently employed by Belle Haven Investments, LP. Joseph specializes in portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Joseph has held previous positions at Lehman Brothers Inc and Rodman & Renshaw Inc. Joseph is also the President of Belle Haven Capital Management, Inc. where he serves as the general partner of both Belle Haven Investments, LP and Belle Haven Aggressive Muni, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
02/23/2021 - Present
Belle Haven Investments, LP (RYE BROOK NY)
IL
05/04/1994 - 06/20/1996
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
04/29/1987 - 05/11/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 08/19/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1988
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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