Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Catsam is a financial professional registered with Santander US Capital Markets LLC. Joseph's career in the securities industry began on October 26, 2012. Joseph holds the Series 63, SIE and Series 7 licenses. Joseph has previously held positions at Credit Agricole Securities (USA) Inc., Rosenthal Global Securities LLC and Bear, Stearns & Co. Inc. Joseph is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/22/2022 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
06/01/2018 - 05/19/2022
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
IL
10/21/2008 - 09/24/2012
ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)
NY
08/11/2006 - 06/10/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/23/2004 - 08/23/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 10/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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