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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Mattei is a financial advisor at Allworth Financial, LP with 29 years of experience in the financial industry. Joseph Mattei is registered to offer securities and investment advisory services in California, New Mexico, North Carolina, Ohio and Texas. Joseph Mattei also holds FINRA Series 7, Series 6, Series 63, Series 66 and SIE licenses. Previously, Joseph Mattei was a financial advisor at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/10/2024 - Present
Allworth Financial, LP (FOLSOM CA)
TX
09/25/2013 - 02/15/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
NJ
03/09/2009 - 09/16/2010
ADP BROKER-DEALER, INC. (ROSELAND NJ)
TX
01/01/2008 - 02/23/2009
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/22/2004 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
TX
04/07/2003 - 12/05/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
09/18/1991 - 10/23/2002
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/21/1989 - 09/16/1991
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 10/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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