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Joseph Maru

Northwestern Mutual Investment Services, LLC

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About Joseph Maru

Joseph Maru is a financial professional with over two decades of experience in the industry. Joseph is currently registered with Northwestern Mutual Investment Services, LLC. Prior to joining Northwestern Mutual, Joseph has worked with firms such as IFMG SECURITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Joseph specializes in investment company products and variable contracts and holds Series 6, SIE, and Series 6TO licenses. Joseph is also licensed in the state of New York.

Firm Information

Joseph Maru is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Joseph Maru’s Registration & Firm History

NY

01/01/2023 - Present

Northwestern Mutual Investment Services, LLC (Albany NY)

NY

06/03/2005 - 02/02/2006

IFMG SECURITIES, INC. (PURCHASE NY)

MN

08/13/1998 - 07/01/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/13/1998 - 07/01/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

03/18/1994 - 07/11/1995

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

03/18/1994 - 07/11/1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/30/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/31/2022

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Maru.
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