Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Montgomery is a financial advisor with over 28 years of experience in the industry. Joseph is registered with LPL Financial LLC and has a Series 7, Series 63, and Series 65 licenses. Joseph has also held prior registrations with Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Joseph specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Joseph is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
10/05/2022 - Present
LPL Financial LLC (DECATUR AL)
AL
02/13/2013 - 10/06/2022
RAYMOND JAMES & ASSOCIATES, INC. (DECATUR AL)
AL
05/24/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (DECATUR AL)
AL
03/07/2000 - 06/11/2007
CITIGROUP GLOBAL MARKETS INC. (DECATUR AL)
NY
06/05/1997 - 03/28/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AL
09/26/1994 - 05/20/1997
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
IA
Issued 06/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Montgomery is the right advisor for you? Invested Better is here to help.
