Unclaimed
Joseph Martin Brower is a financial professional with over 20 years of experience in the financial services industry. Joseph is currently registered with Cary Street Partners and has been with the firm since August 2008. Previously, Joseph worked at SOLES BROWER & COMPANY, INC. and CITICORP SECURITIES, INC. Joseph holds multiple professional licenses including Series 7, 24, 28, 63, 79TO, 99TO and SIE. Joseph is a dedicated professional committed to providing excellent financial advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/08/2008 - Present
Cary Street Partners (GREENSBORO NC)
NC
10/25/1995 - 02/06/1998
SOLES BROWER & COMPANY, INC. (GREENSBORO NC)
NY
12/06/1989 - 06/19/1996
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 08/15/1995
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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