Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Mark Ross is a financial advisor with Natixis Securities Americas LLC in New York, NY. Joseph has been in the industry since October 3, 2001. Joseph holds the Series 6, 7, 24, 26, 63, and SIE licenses. Joseph has previously worked at Barclays Capital Inc., Macquarie Capital (USA) Inc., Apex Clearing Corporation, Penson Financial Services, Inc., Ridge Clearing & Outsourcing Solutions, Inc., First Montauk Securities Corp., Futureshare Financial LLC, Conseco Securities, Inc., and Firstar Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/11/2024 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
01/31/2017 - 07/24/2024
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/07/2014 - 02/02/2016
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
TX
06/11/2012 - 04/08/2013
APEX CLEARING CORPORATION (DALLAS TX)
TX
07/02/2010 - 08/06/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
NJ
10/16/2007 - 06/30/2010
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (JERSEY CITY NJ)
NJ
07/15/2004 - 10/11/2007
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NJ
06/26/2001 - 08/28/2003
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
IN
12/18/1998 - 06/18/2002
CONSECO SECURITIES, INC. (CARMEL IN)
NJ
05/13/1999 - 11/30/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
BC
Issued 05/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/10/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/23/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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