Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Kozmata is a financial advisor with over 40 years of experience in the industry. Joseph currently works at Raymond James Financial Services Advisors, Inc. based in Lone Tree, CO. Joseph has previously worked at several other firms including Sentra Securities Corporation and New England Securities. Joseph has a wide range of experience and expertise in various financial areas and holds a number of licenses including Series 7, 6, 22, 24, 51 and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (LONE TREE CO)
AZ
10/31/1986 - 12/12/1990
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NY
11/13/1987 - 12/11/1990
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
12/12/1985 - 11/17/1986
CENTURY INVESTORS OF AMERICA, INC.
NA
07/02/1985 - 12/19/1985
ASSOCIATED PLANNERS SECURITIES CORPORATION
NA
10/30/1984 - 07/15/1985
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
NA
08/10/1981 - 11/12/1984
CHUBB SECURITIES CORPORATION
BC
Issued 09/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 04/12/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/07/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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