Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Hubbell is a financial advisor at Wells Fargo Clearing Services, LLC. Joseph has been in the industry since 1984 and has a wealth of experience in providing financial advice to clients. Joseph has worked with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Joseph holds several licenses and designations, including Series 3, 7, 10, 63, 65, and 66. Joseph also specializes in providing financial planning services, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/01/2023 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
FL
03/01/2019 - 12/12/2023
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
05/13/2016 - 03/01/2019
SNOWDEN ACCOUNT SERVICES LLC (NEW YORK NY)
NY
11/09/2012 - 05/17/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/12/2010 - 11/23/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
01/28/1995 - 03/19/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/26/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
08/24/1987 - 04/26/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
10/25/1984 - 01/26/1988
SHEARSON LEHMAN BROTHERS INC.
BOTH
Issued 08/04/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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