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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Mario Gavazza is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Joseph has been in the financial services industry for over 20 years and holds a Series 7, Series 63, and Series 65 licenses. He is registered with the state of California and Texas. Before joining Cambridge, Joseph worked for Woodbury Financial Services, Inc. and FSC Securities Corporation. Joseph is also an independent insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
01/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (San Francisco CA)
CA
12/15/2008 - 11/18/2009
WOODBURY FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
CA
12/17/2004 - 12/16/2008
FSC SECURITIES CORPORATION (WALNUT CREEK CA)
AZ
08/07/2002 - 12/17/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 01/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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