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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph M. Paulie has been in the financial services industry since August 2002 and has worked with LPL Financial LLC since May 2024. Previously, Joseph M. Paulie was registered with OSAIC WEALTH, INC. and NATIONAL PLANNING CORPORATION. Joseph M. Paulie holds Series 6, 7, 24, 63, and 65 licenses, as well as the SIE exam. Joseph M. Paulie has offices in Pittsburg, KS and works with individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and investment clubs. Joseph M. Paulie provides financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
05/28/2024 - Present
LPL Financial LLC (PITTSBURG KS)
KS
10/16/2017 - 05/30/2024
OSAIC WEALTH, INC. (Pittsburg KS)
KS
10/22/2007 - 10/16/2017
NATIONAL PLANNING CORPORATION (PARSONS KS)
KS
10/20/2006 - 10/03/2007
M&I BROKERAGE SERVICES, INC. (PITTSBURG KS)
KS
10/01/2002 - 10/02/2006
AMERICAN GENERAL SECURITIES INCORPORATED (PITTSBURG KS)
TX
07/11/2002 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 02/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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