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Joseph Mangan

Kestra Investment Services, LLC

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About Joseph Mangan

Joseph Mangan has been a registered representative for over 15 years and is currently employed with Kestra Investment Services, LLC, a firm specializing in investment services. Joseph Mangan has experience in both securities and investment advisory roles, working with clients on a variety of financial needs. Joseph Mangan holds a Series 6, 7, 63 and SIE licenses, and is registered in Arizona.

Firm Information

Joseph Mangan is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Mangan’s Registration & Firm History

AZ

03/15/2016 - Present

Kestra Investment Services, LLC (PHOENIX AZ)

AZ

10/11/2011 - 02/17/2016

M HOLDINGS SECURITIES, INC. (PHOENIX AZ)

CO

07/17/2002 - 10/18/2002

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

MA

02/24/1998 - 01/26/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 12/12/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2011

Series 7 - General Securities Representative Examination

BC

Issued 02/23/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Mangan.
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