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Joseph M Unger

Foundations Investment Advisors LLC

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About Joseph M Unger

Joseph M. Unger is a financial advisor registered with Foundations Investment Advisors LLC. Joseph has been in the financial industry since 2012 and holds Series 6, Series 63, and Series 65 licenses. Joseph has been employed by Mutual of Omaha Investor Services for a period of time and currently provides financial advisory services through Foundations Investment Advisors LLC.

Firm Information

Joseph Unger is currently registered with Foundations Investment Advisors LLC. Foundations Investment Advisors LLC is an investment advisory firm located in Phoenix, AZ. With over $6.7 billion in regulatory assets under management, the firm provides financial planning, educational seminars, and portfolio management services to individuals, high-net-worth individuals, and corporations. The firm is registered with the SEC and has a team of 187 licensed agents and investment advisor representatives.
Foundations Investment Advisors LLC

4050 E. COTTON CENTER BLVD.

PHOENIX, AZ 85040

$6.71B

Assets Under Management

Not reported

Total Clients

203

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Unger’s Registration & Firm History

AZ

01/08/2021 - Present

Foundations Investment Advisors LLC (PHOENIX AZ)

WV

09/08/2014 - 01/05/2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (HUNTINGTON WV)

WV

10/08/2012 - 09/05/2014

PROEQUITIES, INC. (HURRICANE WV)

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Licenses & Designations

IA

Issued 06/17/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/17/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Joseph M Unger.
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