Unclaimed
Joseph Sciortino is a financial professional with over 15 years of experience in the industry. He is currently registered with UBS Asset Management (us) Inc. and holds the Series 7, Series 63 and Series 66 licenses. In the past, Joseph has worked for UBS Financial Services Inc. and Sanford C. Bernstein & Co., LLC. Joseph holds both the Securities Industry Essentials (SIE) and General Securities Representative (Series 7) exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/25/2015 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NJ
03/26/2009 - 06/26/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/07/2000 - 04/03/2001
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
11/06/2000 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 10/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Sciortino is the right advisor for you? Invested Better is here to help.