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Joseph M Sciortino

UBS Asset Management (us) Inc.

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About Joseph M Sciortino

Joseph Sciortino is a financial professional with over 15 years of experience in the industry. He is currently registered with UBS Asset Management (us) Inc. and holds the Series 7, Series 63 and Series 66 licenses. In the past, Joseph has worked for UBS Financial Services Inc. and Sanford C. Bernstein & Co., LLC. Joseph holds both the Securities Industry Essentials (SIE) and General Securities Representative (Series 7) exams.

Firm Information

Joseph Sciortino is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Sciortino’s Registration & Firm History

NY

06/25/2015 - Present

UBS Asset Management (us) Inc. (NEW YORK NY)

NJ

03/26/2009 - 06/26/2015

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

12/07/2000 - 04/03/2001

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

11/06/2000 - 12/07/2000

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/28/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph M Sciortino.
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