Unclaimed
Joseph Prudhomme is an investment advisor representative with State Farm Investment Management Corp. Joseph is registered to provide investment advisory services in Arkansas, Louisiana and Texas. Joseph holds a Series 63, Series 7TO, Series 6 and Series 65 licenses. Prior to joining State Farm Investment Management Corp., Joseph worked at NYLIFE SECURITIES LLC in Monroe, LA. Joseph is also the owner operator of the Joseph Prudhomme Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
LA
01/23/2023 - Present
State Farm Investment Management Corp. (Shreveport LA)
LA
07/08/2014 - 07/14/2022
NYLIFE SECURITIES LLC (MONROE LA)
IA
Issued 08/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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