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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Pirrone is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Joseph has been in the securities industry since September 1997. Joseph holds the Series 7, Series 63, and Series 65 licenses, and also holds the SIE designation. Joseph works with clients of all types, including individuals, corporations, high-net-worth individuals, pensions, and charities. Joseph offers a range of services, including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/01/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
CT
09/11/2009 - 09/30/2010
PURSHE KAPLAN STERLING INVESTMENTS (NEW CANAAN CT)
CT
10/31/2006 - 09/30/2009
LPL FINANCIAL CORPORATION (NEW CANAAN CT)
CT
12/16/2002 - 11/14/2006
AXA ADVISORS, LLC (STAMFORD CT)
NY
07/24/2000 - 12/16/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
10/28/1998 - 08/02/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/15/1997 - 10/20/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
08/06/1997 - 10/10/1997
PATTERSON TRAVIS, INC. (ENGLEWOOD CO)
IA
Issued 02/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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