Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Milano is a financial advisor currently associated with Cambridge Investment Research Advisors, Inc. Joseph has been a registered representative for over 20 years. Joseph is licensed to sell securities in Alabama, California, Colorado, Florida, Georgia, Illinois, Louisiana, Mississippi, New Hampshire, New Jersey, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas, and Virginia. Joseph has been a Registered Investment Advisor for 15 years. Joseph is a licensed Investment Advisor representative in New Jersey, North Carolina and Texas. Joseph has held previous registrations with Hornor, Townsend & Kent, Inc., Sagepoint Financial, Inc. and Northwestern Mutual Investment Services, LLC. Joseph has passed the Series 6, Series 7, Series 9, Series 10, Series 24, Series 26, Series 63 and Series 66 exams. Joseph has over 20 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
01/03/2024 - Present
Cambridge Investment Research Advisors, Inc. (Charlotte NC)
NC
12/22/2016 - 02/12/2018
HORNOR, TOWNSEND & KENT, INC. (CHARLOTTE NC)
NC
08/25/2014 - 01/09/2016
SAGEPOINT FINANCIAL, INC. (CHARLOTTE NC)
NY
05/24/2002 - 07/01/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (STATEN ISLAND NY)
BOTH
Issued 04/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/05/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/23/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Milano is the right advisor for you? Invested Better is here to help.
