Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph M. Haigler is a financial advisor at UBS Financial Services Inc. Joseph has been in the industry since November 27, 1979 and has worked with various firms including UBS Financial Services Incorporated of Puerto Rico, Citigroup Global Markets Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paine, Webber, Jackson & Curtis Inc. Joseph is registered with the Securities and Exchange Commission (SEC) and holds a Series 7, Series 63, Series 65 and SIE license. Joseph's office is located at 250 MUNOZ RIVERA AVENUE, SAN JUAN, PR 00918.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
07/13/2018 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
09/10/2007 - 10/21/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
07/31/1993 - 09/20/2007
CITIGROUP GLOBAL MARKETS INC. (SAN JUAN PR)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/26/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
11/21/1980 - 09/28/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/31/1980 - 12/20/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
11/01/1979 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
IA
Issued 09/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1979
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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