Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Duea is a financial advisor with over 12 years of experience in the industry. Joseph is currently registered with Fidelity Personal And Workplace Advisors in Chicago, IL, and is also registered as an investment advisor representative in Texas. Before joining Fidelity, Joseph was previously registered with W&S Brokerage Services, INC. in Rosemont, IL, and Thrivent Investment Management INC. in Bloomingdale, IL. Joseph holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Joseph specializes in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
08/17/2023 - Present
Fidelity Personal AND Workplace Advisors (CHICAGO IL)
IL
10/28/2021 - 05/11/2023
W&S BROKERAGE SERVICES, INC. (Rosemont IL)
IL
12/08/2010 - 07/29/2020
THRIVENT INVESTMENT MANAGEMENT INC. (BLOOMINGDALE IL)
IA
Issued 07/27/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Joseph Duea is the right advisor for you? Invested Better is here to help.
