Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Derosa has been in the securities industry since September 20, 1993. Joseph is currently registered with M Holdings Securities, Inc. and has been with the firm since May 2004. Joseph also has prior registration with WS Griffith Securities, Inc. in Connecticut and has been registered in multiple states, including Florida, New Jersey, Alabama, Alaska, Arizona, California, Colorado, Connecticut, Georgia, Indiana, Louisiana, Michigan, Nevada, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Vermont, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/17/2023 - Present
M Holdings Securities, Inc. (DAYTONA BEACH FL)
CT
09/21/1993 - 06/09/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 11/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Derosa is the right advisor for you? Invested Better is here to help.
