Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph M. Butler is a financial advisor with LPL Financial LLC. Joseph has been in the industry since 1990. He holds Series 6, 7, 63, 65 and 66 licenses. Joseph has experience in investment advisory, financial planning, pension consulting, educational seminars and selection of other advisors. Joseph's current firm is LPL Financial LLC. He has prior experience working at INVEST FINANCIAL CORPORATION and COMMUNITY INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/05/2021 - Present
LPL Financial LLC (ADAMS NY)
NY
01/20/2011 - 02/14/2018
INVEST FINANCIAL CORPORATION (WATERTOWN NY)
NY
03/17/1999 - 01/27/2011
COMMUNITY INVESTMENT SERVICES, INC. (CLAYTON NY)
MN
06/27/1997 - 03/16/1999
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MA
01/23/1995 - 06/25/1997
FIS SECURITIES, INC. (BOSTON MA)
OH
09/01/1993 - 12/19/1994
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
DE
09/06/1990 - 11/26/1993
PML SECURITIES COMPANY (NEWARK DE)
IA
Issued 07/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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