Unclaimed
Joseph Luis Hage is a financial advisor currently registered with RBC Capital Markets, LLC in Boca Raton, Florida. Joseph has been in the financial services industry since March 19, 2015. Joseph has been with RBC Capital Markets, LLC since January 2022. Prior to that, Joseph worked for Truist Investment Services, Inc. in Fort Lauderdale, Florida from February 2021 to January 2022. Joseph also worked for BB&T Securities, LLC in Richmond, Virginia from October 2016 to February 2021 and SunTrust Investment Services, Inc. in Jupiter, Florida from March 2015 to September 2016. Joseph holds the Series 7 and Series 66 securities licenses and the SIE exam. Joseph has a broad range of experience in the financial services industry and is a registered representative in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/18/2022 - Present
RBC Capital Markets, LLC (BOCA RATON FL)
FL
02/17/2021 - 01/25/2022
TRUIST INVESTMENT SERVICES, INC. (FORT LAUDERDALE FL)
VA
10/04/2016 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
FL
03/03/2015 - 09/16/2016
SUNTRUST INVESTMENT SERVICES, INC. (JUPITER FL)
BOTH
Issued 05/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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