Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Duarte is a financial advisor with over 30 years of experience in the industry. Joseph currently works at Morgan Stanley, but has previously been employed at FIRST REPUBLIC SECURITIES COMPANY, LLC, J.P. MORGAN SECURITIES LLC, JOSEPH GUNNAR & CO. LLC, and FIRST ASSET MANAGEMENT, INC. Joseph has extensive experience in financial planning, portfolio management, and pension consulting. He is also a registered representative in over 50 states. Joseph has a broad range of experience advising individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/03/2023 - Present
Morgan Stanley (New York NY)
NY
07/31/2020 - 05/01/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (New York NY)
NY
02/24/2009 - 08/05/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/23/1998 - 02/24/2009
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NY
02/10/1993 - 12/16/1997
FIRST ASSET MANAGEMENT, INC. (GARDEN CITY NY)
BOTH
Issued 09/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Duarte is the right advisor for you? Invested Better is here to help.
