Unclaimed
Joseph Luis Aquino is a registered representative with Vanguard Marketing Corp. Joseph Luis Aquino is located in Charlotte, North Carolina. Joseph Luis Aquino has been in the financial services industry since August 29, 2012 and has passed the Series 7, Series 63, and SIE exams. Joseph Luis Aquino is registered with FINRA as a representative of Vanguard Marketing Corp..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/30/2012 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
IA
Issued 05/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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