Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Luca Jr. is a financial advisor with RBC Capital Markets, LLC. Joseph has been in the financial industry since 1984 and holds a variety of licenses and certifications. Joseph is also registered with the states of New Jersey and New York. He specializes in providing financial advice to individuals, families, and businesses. He has a strong track record of success in helping his clients achieve their financial goals. Joseph is a highly skilled financial advisor with a deep understanding of the financial markets. He is dedicated to providing his clients with personalized service and helping them make informed decisions about their financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/07/2010 - Present
RBC Capital Markets, LLC (FLORHAM PARK NJ)
NJ
01/04/2007 - 04/20/2010
JANNEY MONTGOMERY SCOTT LLC (RED BANK NJ)
NJ
05/05/2006 - 12/12/2006
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
03/08/2006 - 05/05/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
05/17/1993 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
01/04/1988 - 05/05/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
03/27/1984 - 01/29/1988
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 03/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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