Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Louis Spiezio is a registered representative with Btig, LLC in Boston, MA. Joseph has been in the industry since March 15, 2020 and holds the Series 7TO, Series 86, Series 87, and Series 63 licenses. Joseph was previously employed with Cowen and Company and Cleveland Research Company LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/12/2023 - Present
Btig, LLC (BOSTON MA)
MA
10/17/2022 - 05/24/2023
COWEN AND COMPANY (BOSTON MA)
OH
01/21/2020 - 09/09/2022
CLEVELAND RESEARCH COMPANY LLC (CLEVELAND OH)
BC
Issued 11/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/26/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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