linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Louis Ferrarese

Guggenheim Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Louis Ferrarese

Joseph Louis Ferrarese is a securities professional with over 28 years of experience in the financial services industry. Joseph is currently registered with Guggenheim Securities, LLC and is a Series 7, 24, 55, 57TO and 63 licensed professional. Joseph's professional experience includes positions at Deutsche Bank Securities Inc., Morgan Stanley & Co., Incorporated and Olivetree USA, LLC. Joseph has a strong track record of success in the financial services industry and is committed to providing clients with the highest quality of service.

Firm Information

Joseph Ferrarese is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Ferrarese’s Registration & Firm History

NY

05/28/2015 - Present

Guggenheim Securities, LLC (NEW YORK NY)

NY

02/03/2012 - 11/05/2012

OLIVETREE USA, LLC (NEW YORK NY)

NY

04/27/2005 - 08/15/2011

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/24/1991 - 04/21/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

Not sure if Joseph Louis Ferrarese is right for you?

Licenses & Designations

BC

Issued 05/26/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/10/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Joseph Louis Ferrarese. Review regulatory record here.
Not sure if Joseph Louis Ferrarese is right for you?